Welcome to Vision Financial
Vision Financial (Vision) is registered with the Commodity Futures Trading Commission (CFTC) as a Futures Commission Merchant (FCM) and as a Commodity Pool Operator (CPO). Vision is also a member of the National Futures Association (NFA), a self-regulatory organization authorized by the US Congress and established in 1982.
Furthermore, Vision is a regular member of the Futures Industry Association (FIA), the Managed Futures Association (MFA), and a founding member of the National Introducing Broker Association (NIBA).
Vision maintains its banking relationships with Chase Manhattan Bank and Harris Trust and Savings.
With over 130 Introducing Brokers (IBs) representing approximately 500 registered associates, Vision is one of the largest providers of Introducing Brokerage services in the US. Over the years, Vision has provided commodity futures brokerage services to over 90,000 futures traders through its expansive network of Introducing Brokers.
Financial Strength
Since its inception, Vision has been committed to providing and maintaining substantial capitalization of customer accounts for the benefit of Introducing Brokers (IBs) and their valued clients. Furthermore, Vision does not maintain any customer account which represents more than 1% of total customer funds on deposit. Vision also maintains a level of capitalization comfortably above that which is required by law.
Financial Integrity
Vision is committed to providing clients with the highest level of financial integrity. FCMs are required to maintain their customers' funds and margin deposits in bank accounts which are completely separate from their own. Regulations futures stipulate that these funds can only be used for the purposes intended by the customer and can at no time be commingled with the funds of the firm or the firm's principles. Compliance is strictly enforced. In addition to audits, regulators posses the power to take such immediate action as considered necessary to protect the security of customer money.
Security of Funds
It may be of interest to note that customer losses due to the insolvency of a futures brokerage firm have been virtually non-existent. Indeed, such losses have totaled less over 50 years than the Securities Protection Corporation as paid, on average, to reimburse customers of the securities industry for member firm insolvency losses each year.
Commitment to Excellence
Vision's commitment to excellence is uncompromising and never ending. As a FCM, Vision's main responsibilities are to hold customer margin, deposit funds of its IBs and facilitate the execution and clearing of IB customer trades in compliance with all applicable rules and regulations.
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